DAIWA ASSET MANAGEMENT (AMERICA) LTD.

DAIWA ASSET MANAGEMENT (AMERICA) LTD. of NEW YORK, NY is an SEC-registered investment adviser (CRD 126191). Regulatory assets under management: $6.0B.

Registration

Business model

Compensation: % of AUM, Other.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (39)

Showing 25 of 39 people.

NameRoleLocation
Richard Eric SpectorCHIEF COMPLIANCE OFFICERNew York, NY
Efraim SpagnolettiCHIEF COMPLIANCE OFFICER
Yoshihiro HorinouchiPRESIDENT
Shintaro FurukawaDIRECTOR
Yukiko KanaiDIRECTOR
Atsushi TaharaDIRECTOR
CAMPBELL CAILEN BRUCECHIEF INVESTMENT OFFICER
NORIISHI HIROSHIDIRECTOR
SEKIGUCHI KOICHIRODIRECTOR
TIMONE ANNACHIEF COMPLIANCE OFFICER
NAKAMURA HIROSHIPRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER
TAHARA ATSUSHIDIRECTOR
BENEAT DANIELDIRECTOR OF RESEARCH AND INVESTMENTS
MUROFUSHI JUNDIRECTOR
HASEGAWA YOSHIHIRODIRECTOR
HOTCHI MASAHIROPRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER
OSUGI ATSUSHIDIRECTOR
DULGER PRUMIYSCHIEF COMPLIANCE OFFICER
UTSUNOMIYA SHOKICHIDIRECTOR
KITAHARA TADASHIDIRECTOR
KAWAZU CHIAKIDIRECTOR
KUMAHARA YUJIDIRECTOR
KOBAYASHI ATSUSHIDIRECTOR
SPAGNOLETTI EFRAIMCHIEF COMPLIANCE OFFICER
Sugibayashi YoshihiroDIRECTOR

More on this firm