ROTH RALPH LAWRENCE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROTH RALPH LAWRENCE appears on 17 filing roles across Form ADV (17).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OSAIC WEALTH, INC. | PRESIDENT | SCOTTSDALE, AZ |
| — | Form ADV | VISION2020 WEALTH MANAGEMENT CORP. | CHIEF EXECUTIVE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | CETERA INVESTMENT ADVISERS LLC | MANAGER | SCHAUMBURG, IL |
| — | Form ADV | MODERN WEALTH MANAGEMENT, LLC | CO-CEO | KANSAS CITY, MO |
| — | Form ADV | UNITED CAPITAL FINANCIAL ADVISORS, LLC | MANAGING DIRECTOR, CHIEF BUSINESS OFFICER | IRVING, TX |
| — | Form ADV | CLARK CAPITAL MANAGEMENT GROUP INC | DIRECTOR | PHILADELPHIA, PA |
| — | Form ADV | GIRARD SECURITIES, INC. | DIRECTOR | SAN DIEGO, CA |
| — | Form ADV | WOODBURY FINANCIAL SERVICES, INC. | DIRECTOR, CHAIRMAN | OAKDALE, MN |
| — | Form ADV | HOTCHKISS ASSOCIATES LLC | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER, DIRECTOR | CHICAGO, IL |
| — | Form ADV | SAGEPOINT FINANCIAL, INC. | DIRECTOR | PHOENIX, AZ |
| — | Form ADV | ADVANTAGE CAPITAL CORPORATION | PRESIDENT | ATLANTA, GA |
| — | Form ADV | FSC SECURITIES CORPORATION | DIRECTOR | ATLANTA, GA |
| — | Form ADV | UNITED CAPITAL INVESTMENT ADVISERS, INC | CHIEF OPERATING OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | CETERA ADVISOR NETWORKS LLC | MANAGER | EL SEGUNDO, CA |
| — | Form ADV | PFE ADVISORS, INC. | DIRECTOR, CFO | SOUTHBOROUGH, MA |
| — | Form ADV | CETERA ADVISORS LLC | MANAGER | GREENWOOD VILLAGE, CO |
| — | Form ADV | INTEGRATED FINANCIAL MANAGEMENT INC | SR VP, CFO, DIRECTOR | NORTHBROOK, IL |