GLG LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 138802). Regulatory assets under management: $7.0B.
Compensation: % of AUM, Performance, Other.
Clients served: Pooled vehicles, Investment cos, Other.
Showing 25 of 35 people.
| Name | Role | Location |
|---|---|---|
| Eric Galip Burl | HEAD OF DISCRETIONARY | New York, NY |
| Nadine Nmn Le Gall | CHIEF COMPLIANCE OFFICER | — |
| Gregory Carl Bond | PRESIDENT | — |
| Nancy Ellen Lynch | SECRETARY | — |
| Steven Peter Desmyter | PRESIDENT, MAN GROUP | — |
| Anthony Cazazian | VICE PRESIDENT | — |
| SULLIVAN NEIL JOSEPH | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER | — |
| MAROCCO MICHAEL JOSEPH | TRUSTEE | — |
| NICKOLL BENJAMIN E | CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER & MANAGING DIRECTOR; MANAGER; MANAGING MEMBER (+1 more) | — |
| WAHL FREDRICK JOHN | HEAD OF RESEARCH, PORTFOLIO MANAGER & MANAGING DIRECTOR; MANAGER; MANAGING MEMBER (+1 more) | — |
| IRISH JOHN SHEEHAN | TRUSTEE | — |
| BAUM CLAUDE ANDRE | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| SANDS STEVEN JAMIE | CHIEF COMPLIANCE OFFICER | — |
| DEROSA-FARAG SAMEH M | PRESIDENT/MEMBER | — |
| ALLEN JORDAN B | CHIEF FINANCIAL OFFICER, VICE PRESIDENT & TREASURER | — |
| HANNA RICK | VICE PRESIDENT | — |
| LE GALL NADINE | CHIEF COMPLIANCE OFFICER | — |
| LAX ORLY | SECRETARY | — |
| DONENBERG LANCE ARI | VICE PRESIDENT | — |
| KIM SOPHIE SOKHUN | CHIEF COMPLIANCE OFFICER | — |
| LE FUR GUILLAUME NMN | CHIEF COMPLIANCE OFFICER | — |
| GREW MICHELLE ROBYN | PRESIDENT | — |
| PUCHTLER SHANTA ARMSTRONG | PRESIDENT | — |
| BURL ERIC GALIP | HEAD OF DISCRETIONARY; PRESIDENT | — |
| KAJEE SHIRAZ YOUNUS | TREASURER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-02-12 | regulatory | ON APRIL 7, 2021, MAN GROUP PLC ("MAN"), AN ADVISORY AFFILIATE OF GLG LLC BASED IN LONDON, UK, AGREED TO PAY A FINE OF EURO 240,000 TO THE COMISION NACIONAL DEL MERCADO DE VALORES (THE "CNMV"), PURSUANT TO A SETTLED RESOLUTION, IN CONNECTION WITH THE CNMV'S FINDINGS THAT MAN HAD NOT COMPLIED WITH EU… | Final | — |