GLG LLC

GLG LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 138802). Regulatory assets under management: $7.0B.

Registration

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Pooled vehicles, Investment cos, Other.

Officers, owners & control persons (35)

Showing 25 of 35 people.

NameRoleLocation
Eric Galip BurlHEAD OF DISCRETIONARYNew York, NY
Nadine Nmn Le GallCHIEF COMPLIANCE OFFICER
Gregory Carl BondPRESIDENT
Nancy Ellen LynchSECRETARY
Steven Peter DesmyterPRESIDENT, MAN GROUP
Anthony CazazianVICE PRESIDENT
SULLIVAN NEIL JOSEPHCHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER
MAROCCO MICHAEL JOSEPHTRUSTEE
NICKOLL BENJAMIN ECHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER & MANAGING DIRECTOR; MANAGER; MANAGING MEMBER (+1 more)
WAHL FREDRICK JOHNHEAD OF RESEARCH, PORTFOLIO MANAGER & MANAGING DIRECTOR; MANAGER; MANAGING MEMBER (+1 more)
IRISH JOHN SHEEHANTRUSTEE
BAUM CLAUDE ANDRECHIEF COMPLIANCE OFFICER; GENERAL COUNSEL; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER (+2 more)
SANDS STEVEN JAMIECHIEF COMPLIANCE OFFICER
DEROSA-FARAG SAMEH MPRESIDENT/MEMBER
ALLEN JORDAN BCHIEF FINANCIAL OFFICER, VICE PRESIDENT & TREASURER
HANNA RICKVICE PRESIDENT
LE GALL NADINECHIEF COMPLIANCE OFFICER
LAX ORLYSECRETARY
DONENBERG LANCE ARIVICE PRESIDENT
KIM SOPHIE SOKHUNCHIEF COMPLIANCE OFFICER
LE FUR GUILLAUME NMNCHIEF COMPLIANCE OFFICER
GREW MICHELLE ROBYNPRESIDENT
PUCHTLER SHANTA ARMSTRONGPRESIDENT
BURL ERIC GALIPHEAD OF DISCRETIONARY; PRESIDENT
KAJEE SHIRAZ YOUNUSTREASURER

Disclosures (7)

InitiatedTypeAllegationsStatusAmount
2021-02-12regulatoryON APRIL 7, 2021, MAN GROUP PLC ("MAN"), AN ADVISORY AFFILIATE OF GLG LLC BASED IN LONDON, UK, AGREED TO PAY A FINE OF EURO 240,000 TO THE COMISION NACIONAL DEL MERCADO DE VALORES (THE "CNMV"), PURSUANT TO A SETTLED RESOLUTION, IN CONNECTION WITH THE CNMV'S FINDINGS THAT MAN HAD NOT COMPLIED WITH EU…Final

Private funds (4)

Securitized Asset Fund: 3 · Hedge Fund: 1

FundTypeFormedOwnersGross asset valueMin investment
MAN US CLO 2024-1 LTD.Securitized Asset FundJersey0$394.7M$250K
MAN US CLO 2023-1 LTD.Securitized Asset FundJersey0$346.3M$250K
MAN GLG US CLO 2021-1 LTD.Securitized Asset FundCayman Islands0$330.6M$250K
MAN GLOBAL MACROHedge FundCayman Islands4$154.3M$100K

Branch offices (8)

CityStateEmployeesPhone
NEW YORKNY16212-303-9400
NEW YORKNY16212-303-9400
1617 897 8673
1617 897 7867
BOSTONMA1617 897 7800
1617 897 7867
1617 897 8673
BOSTONMA1617 897 7800

Fund service providers (1)

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