SOVEREIGN WEALTH ADVISORS, INC.

SOVEREIGN WEALTH ADVISORS, INC. of BELLEVUE, WA is an SEC-registered investment adviser (CRD 140639). Regulatory assets under management: $338.6M.

Registration

Officers, owners & control persons (5)

NameRoleLocation
SHEFFIELD SCOTT ALLENMEMBER; PRESIDENT, OWNER; PRESIDENT, OWNER & CHIEF COMPLIANCE OFFICER (+3 more)—
HOFFMAN VAN FREDRICKCHIEF COMPLIANCE OFFICER (CCO); MANAGING MEMBER; MEMBER (+1 more)—
ULRICH JOHN PAULMEMBER; PRINCIPAL—
LAILEY SHARONCHIEF COMPLIANCE OFFICER; DIRECTOR OF BUSINESS OPS & CCO—
JOHNSON TARA ESTHERINVESTMENT ADVISER REPRESENTATIVE, OWNER—

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