| Frank Thomas | CHIEF COMPLIANCE OFFICER | Toronto, A6 |
| Frank F Thomas | CHIEF COMPLIANCE OFFICER | Scottsdale, AZ |
| GOLDSTEIN RICHARD MICHAEL | CO-CEO; MEMBER | — |
| EDWARDS BENJAMIN FRANKLIN IV | CHIEF COMPLIANCE OFFICER | — |
| STOLTZ MARC HAROLD | FINOP AND CFO | — |
| MOORE ROBERT EMMETT | MANAGER/CEO/GEN. SEC. PRINCIPAL; MGR. & CLASS A MEMBER | — |
| DIFAZIO ROBERT K | CLASS A MEMBER; GEN. SEC. PRINCIPAL AND HEAD OF EQUITIES | — |
| HEINZERLING WILLIAM | CLASS A MEMBER; GEN. SEC. PRINC. & HEAD OF FIXED INCOME | — |
| PIKOWSKI STEVEN EDWARD | CHIEF COMPLIANCE OFFICER, COO AND GEN. SECURITIES PRINCIPAL; CHIEF COMPLIANCE OFFICER, COO AND GEN. SECURITIES PRINCIPAL,SROP/CROP(10/2007) | — |
| TRAMONTANO PAUL ERIC | CEO; CO-CEO; MEMBER | — |
| KATZMAN SAM | CHIEF INVESTMENT OFFICER; MEMBER | — |
| GORCZAKOWSKI ROBERT MICHAEL | CFO AND FINOP; CHIEF COMPLIANCE OFFICER | — |