PENNANTPARK INVESTMENT ADVISERS, LLC of MIAMI BEACH, FL is an SEC-registered investment adviser (CRD 143149). Regulatory assets under management: $6.2B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Gerald Richard Cummins | CHIEF COMPLIANCE OFFICER | New York, NY |
| Frank Robert Galea | CHIEF COMPLIANCE OFFICER | — |
| Arthur Howard Penn | MANAGING MEMBER | — |
| Richard Thomas Allorto | CHIEF FINANCIAL OFFICER | — |
| Lee Daniel Caney | CO-TRUSTEE OF ARTHUR H. PENN 2021 TRUST | — |
| Ilene D Penn | TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST | — |
| TALARICO GUY | CHIEF COMPLIANCE OFFICER | — |
| PENN ARTHUR HOWARD | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER (+1 more) | — |
| HARDIN MATTHEW STEPHEN | CHIEF COMPLIANCE OFFICER | — |
| EFRAT AVIV | CHIEF FINANCIAL OFFICER AND TREASURER; MANAGING DIRECTOR | — |
| PENN ILENE D | TRUSTEE; TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST | — |
| TALARICO GUY FRANCIS | CHIEF COMPLIANCE OFFICER | — |
| GALEA FRANK ROBERT | CHIEF COMPLIANCE OFFICER | — |
| Caney Lee Daniel | CO-TRUSTEE OF ARTHUR H. PENN 2021 TRUST | — |
| Adam Ross Katz | MANAGING DIRECTOR AND GENERAL COUNSEL | — |
| Ilene D. Penn | TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST | — |
Hedge Fund: 7 · Private Equity Fund: 5
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| PENNANTPARK CREDIT OPPORTUNITIES FUND IV, LP | Hedge Fund | Delaware | 34 | $482.6M | $5.0M |
| PENNANTPARK SENIOR CREDIT FUND II AGGREGATOR, LP | Hedge Fund | Delaware | 34 | $431.0M | $5.0M |
| PENNANTPARK SENIOR CREDIT FUND LEVERED, LP | Hedge Fund | Delaware | 28 | $426.2M | $10.0M |
| PENNANTPARK SENIOR CREDIT FUND SMA, LP | Private Equity Fund | Cayman Islands | 1 | $124.2M | $125.0M |
| PENNANTPARK CAPITAL LIQUIDITY SOLUTIONS, LP | Hedge Fund | Cayman Islands | 2 | $117.7M | $15.0M |
| PENNANTPARK CREDIT OPPORTUNITIES FUND III, LP | Hedge Fund | Delaware | 37 | $111.2M | $5.0M |
| PENNANTPARK SENIOR CREDIT FUND II LUXEMBOURG UNLEVERED MASTER FUND SCSP SICAV-RAIF | Private Equity Fund | Luxembourg | 1 | $96.7M | $1.0M |
| PENNANTPARK SENIOR CREDIT FUND, LLC | Hedge Fund | Delaware | 3 | $90.5M | $5.0M |
| TPDS I PLATINUM HOLDINGS LP | Private Equity Fund | Delaware | 1 | $12.1M | $25.0M |
| BERKELEY ROAD WC FUNDING SPV 2, LP | Private Equity Fund | Delaware | 1 | $9.7M | $5.0M |
| SP CREDIT ACQUISITIONS, LLC | Private Equity Fund | Delaware | 2 | $7.8M | — |
| PENNANTPARK CREDIT OPPORTUNITIES FUND II, LP | Hedge Fund | Delaware | 18 | $3.7M | $5.0M |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 48 | 212.905.1000 |
| NEW YORK | NY | 48 | 212.905.1000 |
| CHICAGO | IL | 2 | 212.905.1000 |
| CHICAGO | IL | 2 | 212.905.1000 |
| SANTA MONICA | CA | 1 | 212.905.1000 |
| AMSTERDAM | — | 1 | 212.905.1000 |
| HOUSTON | TX | 1 | 212.905.1000 |
| SANTA MONICA | CA | 1 | 212.905.1000 |
| HOUSTON | TX | 1 | 212.905.1000 |
| AMSTERDAM | — | 1 | 212.905.1000 |