CALDWELL ADVISORS, LLC of BRENTWOOD, TN is an SEC-registered investment adviser (CRD 144408). Regulatory assets under management: $351.4M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Billy Ray Caldwell | MEMBER | — |
| Natasha Lee Smith | CHIEF COMPLIANCE OFFICER | — |
| SMITH GREGORY LEE | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| CALDWELL BILLY RAY | CHIEF COMPLIANCE OFFICER; MEMBER; PRESIDENT | — |