FSI CAPITAL, LLC

FSI CAPITAL, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 147325). Regulatory assets under management: $5.5B.

Registration

Officers, owners & control persons (10)

NameRoleLocation
STEIN STEVEN NEALCHAIRMAN; STOCKHOLDER—
STEIN JOHN MAGRISHSTOCKHOLDER; VICE CHAIRMAN—
PENOTE JOHN JEROMECHIEF FINANCIAL OFFICER—
NELSON CHRISTOPHER ALLENCHIEF COMPLIANCE OFFICER—
BORCHERS CASSANDRA WAMBAUGHCHIEF COMPLIANCE OFFICER—
KUPPENHEIMER STEPHAN RANDOLPHCHIEF EXECUTIVE OFFICER; STOCKHOLDER—
HA QUANG JINGENERAL COUNSEL—
STEIN ERIC SSTOCKHOLDER—
RICCOBELLI MONIQUE RENECHIEF ADMINISTRATIVE OFFICER—
ELIMELEKH RONCHIEF COMPLIANCE OFFICER; GENERAL COUNSEL—

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