ROUNDVIEW CAPITAL, LLC

ROUNDVIEW CAPITAL, LLC of PRINCETON, NJ is an SEC-registered investment adviser (CRD 148083). Regulatory assets under management: $2.1B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pensions, Investment cos.

Officers, owners & control persons (15)

NameRoleLocation
Howard Todd AlterMANAGING PARTNER
Stephen Kai-Jen ShuehMANAGING PARTNER
Janet Garfai ChenCHIEF FINANCIAL OFFICER
Matthew Douglas WallackCHIEF INVESTMENT OFFICER
Andrew Shi-Yi LieuPARTNER
Christina Sim KeddieCHIEF COMPLIANCE OFFICER
SHUEH STEPHEN KAI-JENMANAGING PARTNER
ANDRESEN GEORGE EDWARDEXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER
ALTER HOWARD TMANAGING PARTNER
CHEN JANET GARFAICHIEF FINANCIAL OFFICER
WALLACK MATTHEW DOUGLASCHIEF INVESTMENT OFFICER
LIEU ANDREW SPARTNER; PARTNER, CHIEF COMPLIANCE OFFICER; PRINCIPAL (+1 more)
KEDDIE CHRISTINA SIMCHIEF COMPLIANCE OFFICER
ALTER HOWARD TODDMANAGING PARTNER
LIEU ANDREW SHI-YIPARTNER

More on this firm