ROUNDVIEW CAPITAL, LLC

ROUNDVIEW CAPITAL, LLC of PRINCETON, NJ is an SEC-registered investment adviser (CRD 148083). Regulatory assets under management: $2.1B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pensions, Investment cos.

Officers, owners & control persons (15)

NameRoleLocation
Howard Todd AlterMANAGING PARTNER—
Stephen Kai-Jen ShuehMANAGING PARTNER—
Janet Garfai ChenCHIEF FINANCIAL OFFICER—
Matthew Douglas WallackCHIEF INVESTMENT OFFICER—
Andrew Shi-Yi LieuPARTNER—
Christina Sim KeddieCHIEF COMPLIANCE OFFICER—
SHUEH STEPHEN KAI-JENMANAGING PARTNER—
ANDRESEN GEORGE EDWARDEXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER—
ALTER HOWARD TMANAGING PARTNER—
CHEN JANET GARFAICHIEF FINANCIAL OFFICER—
WALLACK MATTHEW DOUGLASCHIEF INVESTMENT OFFICER—
LIEU ANDREW SPARTNER; PARTNER, CHIEF COMPLIANCE OFFICER; PRINCIPAL (+1 more)—
KEDDIE CHRISTINA SIMCHIEF COMPLIANCE OFFICER—
ALTER HOWARD TODDMANAGING PARTNER—
LIEU ANDREW SHI-YIPARTNER—

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