FINANCIAL GUARD, LLC

FINANCIAL GUARD, LLC of SALT LAKE CITY, UT is an SEC-registered investment adviser (CRD 156059). Regulatory assets under management: $977K.

Registration

Officers, owners & control persons (17)

NameRoleLocation
Smith RyanDIRECTORPortland, OR
PARADISO ROGERCHAIRMAN OF BOARD AND NOMINATED EXECUTIVE; DIRECTOR
MALLOY TERRENCE JAMESOPERATIONS MANAGER
JOHNSON DOMINIC ROBERT ANDREWDIRECTOR
BINDAL HARSHENDUCHAIRMAN OF BOARD AND NOMINATED EXECUTIVE
JENKINS JAMES WENTWORTHDIRECTOR; MANAGING MEMBER; MANAGING MEMBER AND PRESIDENT
JENKINS CARY PORTERDIRECTOR AND CHIEF INNOVATION OFFICER; MANAGING MEMBER; MEMBER
IVIE JAMES REXCHIEF COMPLIANCE OFFICER
HUMPHREY DANNY QUENTINPRESIDENT
POHMER KEVIN PATRICKPRESIDENT - CHIEF COMPLIANCE OFFICER
GRIMM CRAIG NCHIEF OPERATING OFFICER; DIRECTOR AND CHIEF OPERATING OFFICER; DIRECTOR AND VICE PRESIDENT OF PLATFORM ANALYTICS
CIEPRISZ KENNETH DAVIDCHIEF COMPLIANCE OFFICER
Subramanyam Senthil Kumara VelanCHIEF TECHNOLOGY OFFICER
Williams David GarthPLATFORM MANAGER; PRESIDENT AND CHIEF OPERATING OFFICER
VIG PURNIMACHIEF TECHNOLOGY OFFICER
Macomber Matthew ScottPRESIDENT AND CHIEF OPERATING OFFICER
PERKINS BRADLEY DAWSONCHIEF PRODUCT OFFICER

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