SWBC INVESTMENT ADVISORY SERVICES LLC

SWBC INVESTMENT ADVISORY SERVICES LLC of AUSTIN, TX is an SEC-registered investment adviser (CRD 156155).

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Pensions.

Officers, owners & control persons (13)

NameRoleLocation
Palmer DanielCHIEF COMPLIANCE OFFICERBakersfeild, CA
Gary Lee DudleyMANAGING MEMBER
Charles Epifanio AmatoMANAGING MEMBER
Bradley David FergusonCEO/MANAGING MEMBER
Deborah Anderson HopkinsCCO
Christopher John BrancazioCCO
BRANCAZIO CHRISTOPHER JOHNCCO
MCDERMOTT JOSEPH DANIELCHIEF COMPLIANCE OFFICER
SWANSON ANN MARIECHIEF COMPLIANCE OFFICER
RIZZO CARL MARIONCHIEF COMPLIANCE OFFICER
AMATO CHARLES EPIFANIOMANAGING MEMBER
DUDLEY GARY LEEMANAGING MEMBER
ALLISON RICHARD THOMPSONCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/ MANAGING MEMBER

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