EAST ROCK CAPITAL, LLC

EAST ROCK CAPITAL, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 157433). Regulatory assets under management: $4.8B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Charities, Investment cos.

Officers, owners & control persons (16)

NameRoleLocation
Adam John ShapiroMANAGING MEMBER; MANAGING PARTNER—
Stuart Alan MillerPARTNER—
Leslie Miller SaiontzPARTNER—
Shaun Robert GetchellCHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / GENERAL COUNSEL—
Bryan Christopher MolinetCHIEF FINANCIAL OFFICER—
MILLER CRAIG ALANPARTNER—
MARKS MICHAELCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER—
DUNCAN GRAHAMMANAGING PRINCIPAL; MEMBER OF D PARTNERS MANAGEMENT, LLC; MEMBER; PORTFOLIO MANAGER AND MEMBER OF D PARTNERS MANAGEMENT, LLC—
SHAPIRO ADAM JOHNMANAGING MEMBER; MANAGING PARTNER; MANAGING PRINCIPAL (+3 more)—
MILLER STUARTPARTNER—
SAIONTZ LESLIEPARTNER—
MARKS MICHAEL SETHCHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER / CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER (+1 more)—
DUNCAN GRAHAM ANGUSMANAGING MEMBER; MANAGING PARTNER; MANAGING PRINCIPAL (+2 more)—
SAIONTZ LESLIE MILLERPARTNER—
GETCHELL SHAUN ROBERTCHIEF COMPLIANCE OFFICER / GENERAL COUNSEL; GENERAL COUNSEL—
MOLINET BRYAN CHRISTOPHERCHIEF FINANCIAL OFFICER—

Private funds (15)

Hedge Fund: 9 · Private Equity Fund: 6

FundTypeFormedOwnersGross asset valueMin investment
EAST ROCK ENDOWMENT FUND, L.P.Hedge FundDelaware5$1.1B$100.0M
EAST ROCK DJMD FUND, L.P.Hedge FundDelaware6$544.1M$100.0M
EAST ROCK GRANITE FUND, L.P.Hedge FundDelaware3$542.0M$100.0M
EAST ROCK FOCUS FUND, L.P.Hedge FundDelaware67$483.5M$1.0M
EAST ROCK OREN FUND, L.P.Hedge FundDelaware5$456.3M$100.0M
EAST ROCK VICTORIA FUND, L.P.Private Equity FundDelaware8$408.3M$10.0M
EAST ROCK LORELEI FUND, L.P.Hedge FundDelaware4$374.9M$100.0M
EAST ROCK SIMCO ENDOWMENT FUND, L.P.Hedge FundDelaware2$341.2M$25.0M
EAST ROCK CHARITABLE FUND, L.P.Hedge FundDelaware2$163.5M$100.0M
EAST ROCK TIVOLI FUND, L.P.Hedge FundDelaware2$143.5M$100.0M
EAST ROCK EAI FUND, LLC - SERIES DPrivate Equity FundDelaware83$64.2M$50K
EAST ROCK EAI FUND, LLC - SERIES CPrivate Equity FundDelaware49$60.5M$50K
EAST ROCK EAI FUND, LLC - SERIES BPrivate Equity FundDelaware26$43.5M$50K
EAST ROCK EAI FUND, LLC - SERIES APrivate Equity FundDelaware25$41.5M$50K
ER-WDE, L.P.Private Equity FundDelaware27$472K$1.0M

Branch offices (2)

CityStateEmployeesPhone
CHARLOTTENC2212-630-5000
MIAMIFL1212-630-5000

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