CORINTHIAN CAPITAL GROUP, LLC

CORINTHIAN CAPITAL GROUP, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 160346). Regulatory assets under management: $258.8M. This firm reports disciplinary history on Form ADV.

Registration

CRD: 160346
SEC file number: 801-74138
Type: Registered investment adviser
Location: 420 LEXINGTON, SUITE 414, NEW YORK, NY, 10170
Phone: 212-920-2300
Latest filing: 2026-03-31
Regulatory AUM: $258.8M
Discretionary AUM: $258.8M
Clients: 7
Accounts: 4

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Investment cos.

Officers, owners & control persons (18)

Name	Role	Location
Lisa Ann Walker	CHIEF COMPLIANCE OFFICER	—
Charles Kenneth Clay	FOUNDER & MANAGING PARTNER	—
Peter Baird Van Raalte	FOUNDER & PARTNER	—
Anthony Nmn Pucillo	OPERATING PARTNER	—
Steven Marc Gindi	CHIEF FINANCIAL OFFICER	—
WALKER LISA ANN	CHIEF COMPLIANCE OFFICER	—
MCNAIR JAMES ALEXANDER	MANAGING DIRECTOR	—
VAN RAALTE PETER BAIRD	FOUNDER & MANAGING PARTNER; FOUNDER & PARTNER; PRESIDENT/CHIEF EXECUTIVE OFFICER (+2 more)	—
KUMBLE STEVEN J	CHAIRMAN; CHAIRMAN/CHIEF EXECUTIVE OFFICER	—
CLAY CHARLES KENNETH	FOUNDER/EXECUTIVE MANAGING DIRECTOR; FOUNDER/EXECUTIVE MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER; FOUNDER/EXECUTIVE MANAGING DIRECTOR/MEMBER (+3 more)	—
DE LA SERNA NORA CATALYA	CHIEF FINANCIAL OFFICER	—
PUCILLO ANTHONY NMN	CHIEF ADMINISTRATIVE OFFICER; OPERATING PARTNER; SENIOR MANAGING DIRECTOR AND OPERATING PARTNER (+1 more)	—
GUZMAN GERSON R	CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR; DIRECTOR; MANAGING DIRECTOR	—
TAHAN DAVID G	CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	—
VAUGHN HOPE ELIZABETH	DIRECTOR	—
KUMBLE STEVEN JAY	CHAIRMAN	—
GUZMAN GERSON RICARDO	CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR; PARTNER & CHIEF COMPLIANCE OFFICER	—
GINDI STEVEN MARC	CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER; DIRECTOR OF FINANCE	—

Disclosures (4)

Initiated	Type	Allegations	Status	Amount
2019-05-06	regulatory	THE ORDER ENTERED ON MAY 6, 2019 ALLEGED THAT IN 2014 AND 2015, CORINTHIAN MISUSED THE ASSETS IN A PRIVATE EQUITY FUND, CORINTHIAN EQUITY FUND II, LP ("CEF 2") BY FAILING TO APPLY A FEE OFFSET DUE TO CEF 2, IMPROPERLY USING CEF 2 ASSETS TO FUND ITS ADVISORY OPERATIONS, AND CAUSING CEF 2 TO OVERPAY A…	Final	$100K

Private funds (2)

Fund	Type	Formed	Owners	Gross asset value	Min investment
CORINTHIAN EQUITY FUND II, L.P.	Private Equity Fund	Delaware	41	$174.9M	$5.0M
CORINTHIAN EQUITY FUND, L.P.	Private Equity Fund	Delaware	88	$33.4M	$5.0M

Branch offices (2)

City	State	Employees	Phone
HINGHAM	MA	1	617-590-9090
HINGHAM	MA	1	617-590-9090

Fund service providers (1)

administrator: RSM US LLP