ARISTIDES CAPITAL LLC
ARISTIDES CAPITAL LLC of LOUISVILLE, KY is an SEC-registered investment adviser (CRD 162368). Regulatory assets under management: $541.4M.
Registration
- CRD: 162368
- SEC file number: 801-119110
- Type: Registered investment adviser
- Location: 552 E MARKET ST., STE 200, LOUISVILLE, KY, 40202
- Phone: (502) 694-8001
- Latest filing: 2026-05-22
- Regulatory AUM: $541.4M
- Discretionary AUM: $541.4M
- Clients: 11
- Accounts: 5
Business model
Compensation: % of AUM, Performance.
Clients served: High net worth, Investment cos.
Officers, owners & control persons (6)
| Name | Role | Location |
|---|
| Brown T Michael | MANAGING MEMBER | Calgary, A0 |
| Claire Margaret Brown | MANAGING MEMBER | — |
| Daniel Charles Nall | CHIEF COMPLIANCE OFFICER, PRINCIPAL; PRINCIPAL & PORTFOLIO MANAGER | — |
| NALL DANIEL | CHIEF COMPLIANCE OFFICER/PM | — |
| NALL DANIEL CHARLES | CHIEF COMPLIANCE OFFICER/PM | — |
| Kathryn Wetterer Davis | CHIEF COMPLIANCE OFFICER | — |
Disclosures (1)
| Initiated | Type | Allegations | Status | Amount |
|---|
| 2026-03-04 | regulatory | ARISTIDES CAPITAL ENTERED INTO AN AGREED ORDER ON APRIL 22, 2026 WITH THE KENTUCKY DEPARTMENT OF FINANCIAL INSTITUTIONS ("KDFI"). KDFI DETERMINED THAT DUE TO A CLERICAL ERROR BY ARISTIDES' THIRD-PARTY COMPLIANCE CONSULTANT, THE FIRM FAILED TO NOTICE FILE AS A COVERED ADVISOR WITH KDFI (BY FAILING TO… | Final | $2K |
Private funds (4)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| ARISTIDES FUND LP | Hedge Fund | Delaware | 77 | $276.4M | $500K |
| ARISTIDES FUND QP, LP | Hedge Fund | Delaware | 70 | $181.5M | $1.0M |
| LOUISBURG SQUARE, LP | Hedge Fund | Delaware | 2 | $42.0M | $1.0M |
| LOUISBURG SQUARE II, LP | Hedge Fund | Delaware | 3 | $41.5M | $1.0M |
Branch offices (1)
| City | State | Employees | Phone |
|---|
| — | — | 1 | 419-708-9773 |
Fund service providers (1)
- custodian: ARISTIDES FUND CAYMAN LTD.
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