MARSHALL + STERLING WEALTH ADVISORS, INC.

MARSHALL + STERLING WEALTH ADVISORS, INC. of POUGHKEEPSIE, NY is an SEC-registered investment adviser (CRD 164345). Regulatory assets under management: $1.6B.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions.

Officers, owners & control persons (19)

NameRoleLocation
Craig Matthew PesceCHIEF COMPLIANCE OFFICER AND DIRECTOR / PRESIDENT
Michael Ambrose RyanVICE PRESIDENT
Frank J SmithTRUSTEE
Nicole Elizabeth KeppelTRUSTEE; VICE PRESIDENT
Krystal M WoodsTRUSTEE
DEAN BRIAN EDWARDSECRETARY; TRUSTEE
SMITH THOMAS JTRUSTEE
RYCHCIK TIMOTHYPRESIDENT AND TREASURER; TRUSTEE
MORGAN JOHN SCOTTVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
PESCE CRAIG MATTHEWCHIEF COMPLIANCE OFFICER AND DIRECTOR; CHIEF COMPLIANCE OFFICER AND DIRECTOR / PRESIDENT; DIRECTOR
SHANKS CATHERINE REECKTRUSTEE
MALOY JEANNE MARIETRUSTEE
O'SHEA JOHN PATRICKTRUSTEE
RYAN MICHAEL AMBROSEVICE PRESIDENT
KEPPEL NICOLE ELIZABETHTRUSTEE
WOODS KRYSTAL MTRUSTEE
Woods KrystalTRUSTEE
Krystal M. WoodsTRUSTEE
Chintan Hariprakash ShuklaAVP

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