DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC. of BUFFALO, MN is an SEC-registered investment adviser (CRD 165145). Regulatory assets under management: $382.9M.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Daniel John Dougherty | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER | — |
| Dillon Lee Dougherty | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER | — |
| DOUGHERTY MICHAEL JOHN | CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR, SECRETARY, OWNER; CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY; CHIEF EXECUTIVE OFFICER, PRESIDENT, SECRETARY, OWNER (+1 more) | — |
| Dougherty Dillon Lee | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, TREASURER, OWNER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, TREASURER, OWNER | — |
| DOUGHERTY COREEN ELIZABETH | OWNER/DIRECTOR | — |