NORTHROCK PARTNERS, LLC of MINNEAPOLIS, MN is an SEC-registered investment adviser (CRD 167908). Regulatory assets under management: $12.2B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos, Other.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Todd Alan Moser | MANAGING MEMBER | — |
| Robert Dean Nelson | MANAGING MEMBER, CEO & FOUNDING PARTNER | — |
| Sean Berrigan Baenen | MANAGING PARTNER & HEAD OF CORPORATE DEVELOPMENT | — |
| Samuel B Cari | CHIEF LEGAL OFFICER | — |
| Robert K Bardot | CHIEF FINANCIAL OFFICER | — |
| Kathleen Sweeney Shoemaker | CHIEF COMPLIANCE OFFICER | — |
| Brent Troy Field | CHIEF INVESTMENT OFFICER | — |
| Emily Jo Vennerstrom | CHIEF OPERATING OFFICER | — |
| SMITH CLARENCE ANDREW | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| STAFF MICHAEL THEODORE | MEMBER | — |
| PURCELL JOHN PETER | MEMBER | — |
| ARMSTRONG WARD DOUGLAS | MANAGING MEMBER; MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | — |
| FLOOD KEITH OWEN | CHIEF COMPLIANCE OFFICER | — |
| LUND JAMES BERNARD | CHIEF COMPLIANCE OFFICER & FOUNDING PARTNER; MANAGING MEMBER, SENIOR VICE PRESIDENT; MANAGING MEMBER, SENIOR VICE PRESIDENT, CCO, FOUNDING PARTNER (+2 more) | — |
| NELSON ROBERT DEAN | MANAGING MEMBER; MANAGING MEMBER, CEO & FOUNDING PARTNER; MANAGING MEMBER, PRESIDENT (+1 more) | — |
| WITCRAFT TODD DAVID | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER, SENIOR VICE PRESIDENT, CFO, COO AND CCO | — |
| KRUSE BRIAN JON | MEMBER | — |
| JURKOVICH DAWN DEBORAH | MEMBER | — |
| OLSON MATTHEW BARR | MANAGING MEMBER | — |
| MOSER MARTIN ALAN | MANAGING MEMBER | — |
| KNAUF DOMINIC JON | MANAGING MEMBER | — |
| Baenen Sean Berrigan | PRESIDENT; PRESIDENT & CHIEF FINANCIAL OFFICER | — |
| MEHTA SUMIT | CHIEF FINANCIAL OFFICER | — |
| CARI SAMUEL B | CHIEF LEGAL OFFICER | — |
| BARDOT ROBERT K | CHIEF FINANCIAL OFFICER | — |