BALEFIRE, LLC

BALEFIRE, LLC of DALLAS, TX is an SEC-registered investment adviser (CRD 168733). Regulatory assets under management: $2.0B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.

Officers, owners & control persons (30)

Showing 25 of 30 people.

NameRoleLocation
John Robert HoffmanMANAGING PARTNER; OWNER
Mark Michael OswaldCHIEF COMPLIANCE OFFICER
Jason Simpson HesterMANAGING PARTNER
George Wesley HesterMINORITY OWNER
Blair M EnfieldMINORITY OWNER
Christopher Allen TiptonMINORITY OWNER
Harold Dunbar CooleyMINORITY OWNER
Steven Ray RutledgeMINORITY OWNER
Brad Leonard NeugebauerOWNER
Brian Scott SmithOWNER
James Marshall MarsOWNER
Donald Pete PetersonOWNER
Scott Michael MungerOWNER
SMITH MICHAEL SCOTTPARTNER
OSWALD MARK MICHAELCHIEF COMPLIANCE OFFICER
MARS JAMES MARSHALLCHIEF COMPLIANCE OFFICER; MANAGING MEMBER; MANAGING PRINCIPAL (+3 more)
SIMPSON LANCE PATRICKCHIEF COMPLIANCE OFFICER; CONTROLLER & CHIEF COMPLIANCE OFFICER
HOFFMAN MARK ROBERTPARTNER - EVP NATIONAL CONSULTING; PARTNER - PRESIDENT
STAHR MATTHEW GERARDCHIEF COMPLIANCE OFFICER
WAGGONER JIMMY EDWARDMANAGING MEMBER; PARTNER; PARTNER - SVP NATIONAL CONSULTING
SUSANIN ANDREW HUGHESMANAGING MEMBER; PARTNER
PETERSON DONALD PETEMANAGING MEMBER; PARTNER; PARTNER - SVP WORKPLACE SOLUTIONS
SUNTKEN DAVID MICHAELMANAGING MEMBER; PARTNER
MUNGER SCOTT MICHAELMANAGING MEMBER; PARTNER; PARTNER - SVP PRIVATE WEALTH
BEAUDOIN KIRSTEN SAGGAUCHIEF COMPLIANCE OFFICER

Disclosures (3)

InitiatedTypeAllegationsStatusAmount
2015-12-01regulatoryALLEGED FAILURE TO PROPERLY DISCLOSE LOANS FROM BROKER-DEALER TO VISIONPOINT ADVISORY GROUP AND CERTAIN OF ITS ADVISORY AFFILIATES.Final$45K

More on this firm