PFG ADVISORS, LLC of PHOENIX, AZ is an SEC-registered investment adviser (CRD 173344). Regulatory assets under management: $3.3B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Michael Thomas Prior | CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| Janette Kolega Prior | TRUSTEE | — |
| Justin C Jolly | CHIEF COMPLIANCE OFFICER | — |
| MALONEY MAUREEN MELODEE | CHIEF COMPLIANCE OFFICER | — |
| SMITH MAX WAYNE | VP-COMPLIANCE; VP-COMPLIANCE; CHIEF COMPLIANCE OFFICER | — |
| WALKER JAMES A | CHIEF COMPLIANCE OFFICER | — |
| PRIOR MICHAEL THOMAS | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CCO (INTERIM); MEMBER AND MANAGER (+2 more) | — |
| VAN DER WERP STACY MAE | CHIEF COMPLIANCE OFFICER | — |
| CULVER GREGORY HOWARD | CHIEF COMPLIANCE OFFICER | — |
| JOLLY JUSTIN C | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; VP-COMPLIANCE (+1 more) | — |
| BAKER SARA L | VP-PROGRAM MANAGEMENT | — |
| NORWOOD JAMES PETER | PRESIDENT | — |
| PRIOR JANETTE KOLEGA | TRUSTEE | — |