SPECTRUM ASSET MANAGEMENT, INC.

SPECTRUM ASSET MANAGEMENT, INC. of STAMFORD, CT is an SEC-registered investment adviser (CRD 18217). Regulatory assets under management: $23.6B.

Registration

Officers, owners & control persons (17)

NameRoleLocation
BASSETT CRAIG LTREASURER
EUCHER RALPH CRAIGDIRECTOR
SUSSMAN BERNARD MARTINEXECUTIVE DIRECTOR; PRINCIPAL
LIEB MARK ALANEXECUTIVE DIRECTOR; PRESIDENT & CHIEF EXECUTIVE OFFICER; PRINCIPAL
CROSSLEY LISA DIANECHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE
JACOBY LEWIS PHILLIPEXECUTIVE DIRECTOR & CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR/PORTFOLIO MANAGER; SENIOR VICE PRESIDENT, PORTFOLIO MANAGER
URCIUOLI JOSEPH JOHNMANAGING DIRECTOR & DIRECTOR OF RESEARCH; SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH
MCCAUGHAN JAMES PATRICKCHAIRMAN OF THE BOARD
HOWALD TIMEXECUTIVE VICE PRESIDENT
HIBBS RICHARD WDIRECTOR
ORLANDO JEAN MARIEFINANCIAL & OPERATIONS PRINCIPAL; FINANCIAL OPERATIONS PRINCIPAL & CHIEF FINANCIAL OFFICER
HANCZOR JOSEPH ANDREWCHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER
BYER MATTHEW ROSSEXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER
FRANCIS DENNIS PAULCHAIRMAN OF THE BOARD
WOLTJEN ROLLIN CLARKEXECUTIVE VICE PRESIDENT
REEG GLORIA DARLENEDIRECTOR
NEWTON LISA CROSSLEYCHIEF COMPLIANCE OFFICER

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