CHAPIN DAVIS, INC of BALTIMORE, MD is an SEC-registered investment adviser (CRD 28116). Regulatory assets under management: $642.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| Ana Roumenova Carter | FINANCIAL PRINCIPAL | — |
| Elisabeth Albert Hayes | DIRECTOR/SHAREHOLDER | — |
| Talbot Jones Iv Albert | CHAIRMAN OF THE BOARD, CEO | — |
| Thomas Allen Brubaker | DIRECTOR | — |
| Michael Anthony Galantino | PRESIDENT/DIRECTOR | — |
| Robert James Kaehler | CHIEF COMPLIANCE OFFICER | — |
| Keith Lawrence Murray | DIRECTOR | — |
| Leigh Fred Jr Moffit | FINANCIAL PRINCIPAL | — |
| GALANTINO MICHAEL ANTHONY | PRESIDENT | — |
| GOODMAN STEVEN ROBERT | DIRECTOR | — |
| SMITH ALLEN THOMAS | CHIEF COMPLIANCE OFFICER | — |
| DAVIS WILLIAM DALE JR | RETIRED DIRECTOR; SHAREHOLDER | — |
| BRIGGS RICHARD RAYMOND | CCO | — |
| ALDERMAN ROBERT BRUCE JR | DIRECTOR/CFO; PRESIDENT/DIRECTOR; PRESIDENT/DIRECTOR/CEO (+1 more) | — |
| HAYES ELISABETH ALBERT | DIRECTOR | — |
| ALBERT TALBOT JONES IV | CCO; CEO/PRESIDENT/DIRECTOR; CHAIRMAN OF THE BOARD (+6 more) | — |
| BOYCE JOHN C G JR | DIRECTOR | — |
| MOFFIT LEIGH FRED JR | DIRECTOR/CFO; FINANCIAL OPERATIONS PRINCIPAL; FINANCIAL OPERATIONS PRINCIPAL AND CFO (+1 more) | — |
| WHITESCARVER WILLIAM WARREN | DIRECTOR; SHAREHOLDER | — |
| ELLIOTT STEPHANIE N | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER; PRESIDENT & CEO | — |
| MARRONE MICHAEL THOMAS | FINANCIAL PRINCIPAL | — |
| BOUDREAUX CLAUDETTE LOUISE | DIRECTOR | — |
| THIBEAULT THOMAS NELSON | DIRECTOR | — |
| COSTA MARY GALE | SHAREHOLDER | — |
| HALLE JAMES STUART | SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-04-08 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT FAILED TO IMPLEMENT ITS WRITTEN CUSTOMER IDENTIFICATION PROGRAM (CIP). THE FINDINGS STATED THAT THE FIRM'S PROCEDURES PERTAINING TO ITS CIP REQUIRED THE COMPLETION OF A NEW ACCOUNT FOR… | Final | $35K |
| 2014-10-16 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT SOLD APPROXIMATELY $24.5 MILLION IN STRUCTURED NOTES AND FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC) INSURED STRUCTURED CERTIFICATES OF DEPOSIT TO RETAIL CUSTOMERS, WHEN IN CONNECTION… | Final | $35K |
| — | regulatory | — | — | — |
Showing 15 of 23 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| BALA CYNWYD | PA | 6 | 2677482300 |
| PEORIA | IL | 2 | 309-319-9900 |
| BALTIMORE | MD | 2 | 410-435-3200 |
| — | — | 1 | 410-303-1149 |
| — | — | 1 | 443-250-7339 |
| — | — | 1 | 410-602-9500 |
| — | — | 1 | 4435733955 |
| — | — | 1 | 2674436297 |
| — | — | 1 | 4432507339 |
| — | — | 1 | 5168501488 |
| — | — | 1 | 5168501488 |
| — | — | 1 | 410-303-1149 |
| — | — | 1 | 443-250-7339 |
| — | — | 1 | 410-602-9500 |
| — | — | 1 | 4435733955 |