CAVALIER INVESTMENTS, LLC of ALPHARETTA, GA is an SEC-registered investment adviser (CRD 281201). Regulatory assets under management: $421.4M.
Compensation: % of AUM.
Clients served: Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Jeffrey Andrew Smith | CHIEF COMPLIANCE OFFICER | Humacao, PR |
| Gregory Allan Rutherford | OWNER; PRESIDENT AND CEO | — |
| Brian Thomas Mackenzie | CHIEF COMPLIANCE OFFICER | — |
| Gary Scott Wetherington | CHIEF INVESTMENT OFFICER | — |
| Maria S Brookhouser | DIRECT OWNER | — |
| SHANAHAN TIMOTHY FRANCIS | TREASURER, CFO; TREASURER, CFO, CCO | — |
| SMITH CLARENCE ANDREW | CHIEF COMPLIANCE OFFICER | — |
| RUTHERFORD GREGORY ALLAN | OWNER; PRESIDENT AND CEO; SECRETARY, DIRECTOR (+3 more) | — |
| CHAISSON SCOTT STEPHEN | CEO, PRESIDENT, DIRECTOR; OWNER; PRESIDENT, DIRECTOR | — |
| DELGIUDICE RYAN | CHIEF COMPLIANCE OFFICER | — |
| GARVEY LUANNE MORRIS | CHIEF COMPLIANCE OFFICER | — |
| DELGIUDICE RYAN L | CHIEF COMPLIANCE OFFICER | — |
| WETHERINGTON GARY SCOTT | CHIEF INVESTMENT OFFICER | — |
| Brookhouser Maria S | DIRECT OWNER | — |
| Villegas Raulin Keith | CHIEF COMPLIANCE OFFICER | — |
| DALKIN JOCELYN M | CHIEF COMPLIANCE OFFICER | — |
| City | State | Employees | Phone |
|---|---|---|---|
| — | — | 1 | 888-721-4588 |
| — | — | 1 | 888-721-4588 |