RIA SERVICES, LLC of WEST BEND, WI is an SEC-registered investment adviser (CRD 281520). Regulatory assets under management: $276.1M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| David Scott Lake | MEMBER | — |
| David Leo Rosenow | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| ROSENOW DAVID LEO | MEMBER, CHIEF COMPLIANCE OFFICER | — |
| LAKE DAVID SCOTT | MEMBER | — |
| AJANGO MICHAEL FLYNN | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |