SPRING LAKE ASSET MANAGEMENT, INC.

SPRING LAKE ASSET MANAGEMENT, INC. is an SEC-registered investment adviser (CRD 283750). Regulatory assets under management: $1.5B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (10)

NameRoleLocation
Thomas Barry CaldwellCEO
Christopher William CrosbyPRESIDENT
Kaitlin Mcgillion BriscoePORTFOLIO MANAGER
David Edward ThomasCHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER
Michael Dylan BrodskyPORTFOLIO MANAGER
THOMAS JAMES EDWARDCHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER
CROSBY CHRISTOPHER WILLIAMPRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER; RESIDENT
CALDWELL THOMAS BARRYCEO
BRISCOE KAITLIN MCGILLIONPORTFOLIO MANAGER
BRODSKY MICHAEL DYLANPORTFOLIO MANAGER

More on this firm