MACKENZIE INVESTMENTS EUROPE LIMITED of DUBLIN 4 is an SEC-registered investment adviser (CRD 284912). Regulatory assets under management: $5.3B.
Compensation: % of AUM.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 36 people.
| Name | Role | Location |
|---|---|---|
| Gregory James Fleming | TRUSTEE | Redwood City, CA |
| Paul Guy Desmarais | TRUSTEE | — |
| Gary Albert Doer | TRUSTEE | — |
| Andre Roger Desmarais | TRUSTEE | — |
| Sophie Desmarais | TRUSTEE | — |
| Lesley Carolyn Marks | DIRECTOR | — |
| David Joseph Coyle | DIRECTOR & CHAIRMAN OF THE BOARD | — |
| Ian Ronald Lawrence | DIRECTOR | — |
| Sean Martin Laphen | REGIONAL DIRECTOR IRELAND, HEAD FINANCE | — |
| Laura Moynihan | CHIEF COMPLIANCE OFFICER | — |
| Ciara Mary Geoghegan | DIRECTOR | — |
| FLEMING GREGORY JAMES | TRUSTEE | — |
| DESMARAIS PAUL GUY | TRUSTEE | — |
| SINGER WILLIAM | DIRECTOR | — |
| GOULD JOSEPH LUKE GREGOIRE | DIRECTOR | — |
| DESMARAIS JACQUELINE | TRUSTEE | — |
| PLESSIS-BELAIR MICHEL | TRUSTEE | — |
| FORTIN GUY | TRUSTEE | — |
| DESMARAIS PAUL | TRUSTEE | — |
| DESMARAIS ANDRE | TRUSTEE | — |
| COYLE JOHN JOSEPH | DIRECTOR; DIRECTOR & CHAIRMAN OF THE BOARD | — |
| ELAVIA TONY HOSI | DIRECTOR | — |
| Carroll Jean | CHIEF COMPLIANCE OFFICER | — |
| TURPIN PAUL BRENDAN | DIRECTOR | — |
| Regan Kevin E | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-04-04 | regulatory | THE ONTARIO SECURITIES COMMISSION ALLEGED THAT MACKENZIE FINANCIAL CORPORATION FAILED TO (I) COMPLY WITH NATIONAL INSTRUMENT 81-105 MUTUAL FUND SALES PRACTICES ("NI 81-105") BY NOT MEETING THE MINIMUM STANDARDS OF CONDUCT EXPECTED OF INDUSTRY PARTICIPANTS IN RELATION TO CERTAIN SALES PRACTICES BETWE… | Final | $900K |