OCTAGON ASSET MANAGEMENT, LLC of CHARLOTTE, NC is an SEC-registered investment adviser (CRD 286248). Regulatory assets under management: $221.2M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Caldwell Mead Welles | FOUNDER/MANAGING PARTNER; OWNER | — |
| John Ericson Heyke | CHIEF COMPLIANCE OFFICER | — |
| WELLES CALDWELL MEAD | FOUNDER/MANAGING PARTNER; OWNER | — |
| HEYKE JOHN ERICSON | CHIEF COMPLIANCE OFFICER | — |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| OCTAGON GLOBAL TRADE FUND, LTD | Hedge Fund | Cayman Islands | 2 | $5.5M | $1.0M |