SOUND POINT CLO C-MOA, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 293256). Regulatory assets under management: $12.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Stephen Jerome Ketchum | MANAGING PARTNER; MEMBER | New York, NY |
| Sarah Zeller Seelaus | CHIEF OPERATING OFFICER | — |
| Andrea JS Sayago | CHIEF COMPLIANCE OFFICER | New York, NY |
| Daniel Steven Fabian | GLOBAL CHIEF FINANCIAL OFFICER | — |
| Vincent Anthony Darpino | ACTING GENERAL COUNSEL; GENERAL COUNSEL | — |
| Wendy Lynne Ruberti | GENERAL COUNSEL | — |
| Kevin Peter Gerlitz | CHIEF FINANCIAL OFFICER | — |
| RUBERTI WENDY RAPP | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| GERLITZ KEVIN PETER | CHIEF FINANCIAL OFFICER | — |
| DAVIS JAMES ARTHUR | LIMITED PARTNER | — |
| CAREY JAMES DAWSON | MEMBER, BOARD OF MANAGERS | — |
| WERMUTH DAVID JAY | LIMITED PARTNER | — |
| ZERBIB NICOLAS DAVID | LIMITED PARTNER | — |
| KETCHUM STEPHEN JEROME | MANAGING PARTNER; MEMBER | — |
| FRIEDMAN STEPHEN NMN | LIMITED PARTNER | — |
| SAYAGO ANDREA JS | CHIEF COMPLIANCE OFFICER | — |
| SEELAUS SARAH ZELLER | CHIEF OPERATING OFFICER | — |
| RUBERTI WENDY LYNNE | GENERAL COUNSEL; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| WICKER LILY YULIANI | CHIEF COMPLIANCE OFFICER | — |
| Andrea J.S. Sayago | CHIEF COMPLIANCE OFFICER | New York, NY |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
Showing 15 of 24 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| SOUND POINT EURO CLO I FUNDING DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 0 | $713.3M | $250K |
| SOUND POINT EURO CLO 14 FUNDING DAC | Securitized Asset Fund | Ireland | 0 | $689.5M | $250K |
| SOUND POINT EURO CLO VII FUNDING DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 0 | $685.5M | $250K |
| SOUND POINT EURO CLO VIII FUNDING DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 0 | $683.7M | $250K |
| SOUND POINT EURO CLO 15 FUNDING DAC | Securitized Asset Fund | Ireland | 0 | $679.1M | $250K |
| SOUND POINT EURO CLO 11 FUNDING DAC | Securitized Asset Fund | Ireland | 0 | $618.6M | $250K |
| SOUND POINT EURO CLO 10 FUNDING DAC | Securitized Asset Fund | Ireland | 0 | $617.2M | $250K |
| SOUND POINT EURO CLO VI FUNDING DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 0 | $576.6M | $250K |
| SOUND POINT EURO CLO II FUNDING DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 0 | $555.7M | $250K |
| SOUND POINT EURO CLO V FUNDING DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 0 | $554.7M | $250K |
| SOUND POINT EURO CLO IV FUNDING DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 0 | $553.3M | $250K |
| SOUND POINT EURO CLO 12 FUNDING DAC | Securitized Asset Fund | Ireland | 0 | $553.3M | $250K |
| SOUND POINT EURO CLO III FUNDING DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | Ireland | 0 | $501.6M | $250K |
| BRANT POINT CLO 2024-5, LTD. | Securitized Asset Fund | Jersey | 0 | $492.5M | $250K |
| BRANT POINT CLO 2025-7, LTD. | Securitized Asset Fund | Cayman Islands | 0 | $397.4M | $250K |
| City | State | Employees | Phone |
|---|---|---|---|
| LONDON | — | 20 | 02037467250 |
| LONDON | — | 20 | 02037467250 |
| SAN FRANCISCO | CA | 2 | 2128952280 |
| SAN FRANCISCO | CA | 2 | 2128952280 |
| GREENWICH | CT | 0 | 2124685796 |
| GREENWICH | CT | 0 | 2124685796 |