ELMWOOD ASSET MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 297926). Regulatory assets under management: $24.3B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Brian Adrian McNamara | CHIEF EXECUTIVE OFFICER / PRESIDENT/ CHIEF INVESTMENT OFFICER; PRESIDENT / CO-CHIEF INVESTMENT OFFICER | New York, NY |
| Christopher Adrian Marshall | CHIEF EXECUTIVE OFFICER / CO-CHIEF INVESTMENT OFFICER; MEMBER | New York, NY |
| Katharine Rose Dailey | CHIEF OPERATIONS OFFICER | — |
| Michael Patrick Holland | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | — |
| Ryan Thomas Brown | CHIEF FINANCIAL OFFICER | — |
| Patrick Michael Frayne | MANAGER | — |
| BROWN KEVIN THOMAS | CHIEF FINANCIAL OFFICER | — |
| SINGER PAUL ELLIOTT | DIRECTOR, PRESIDENT AND SHAREHOLDER; GENERAL PARTNER; MANAGING MEMBER AND PRESIDENT (+7 more) | — |
| SINGER GORDON MATTHEW | MEMBER; TRUSTEE; TRUSTEE OF GORDON M. SINGER 1983 TRUST II (+5 more) | — |
| KAPLAN MYRON | TRUSTEE; TRUSTEE OF APRIL 1, 1990 PAUL E. SINGER TRUST; TRUSTEE OF GORDON M. SINGER 1983 TRUST II (+6 more) | — |
| MORRIS-SINGER ANDREW | TRUSTEE OF APRIL 1, 1990 PAUL E. SINGER TRUST; TRUSTEE OF THE PAUL E. SINGER FAMILY TRUST IIG | — |
| CONWAY BERNADETTE MARIE | CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER | — |
| HOLLAND MICHAEL PATRICK | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | — |
| YUSTEIN ROSS LEONARD | TRUSTEE; TRUSTEE OF SAMUEL AND SOPHIE SINGER 2011 TRUST | — |
| MARSHALL CHRISTOPHER ADRIAN | CHIEF EXECUTIVE OFFICER / CO-CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER | — |
| MCNAMARA BRIAN MANNING | HEAD OF RESEARCH; PRESIDENT / CO-CHIEF INVESTMENT OFFICER | — |
| DAILEY KATHARINE ROSE | CHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-10-25 | regulatory | ON OCTOBER 25, 2024, ELLIOTT INVESTMENT MANAGEMENT L.P. ("ELLIOTT") BECAME AWARE OF A NOTICE (THE "NOTICE") ISSUED BY BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICGHT ("BAFIN"), ADDRESSED TO MR. PAUL SINGER, THE ULTIMATE CONTROL PERSON OF ELLIOTT, ALLEGING THAT ELLIOTT FAILED TO TIMELY FILE CERTAIN… | Pending | — |
| — | regulatory | — | — | — |
| — | civil | — | — | — |
Showing 15 of 52 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| ELMWOOD CLO VIII, LTD. | Securitized Asset Fund | Cayman Islands | 5 | $1.0B | $250K |
| ELMWOOD CLO 40 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $1.0B | $250K |
| ELMWOOD CLO 34 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $1.0B | $250K |
| ELMWOOD CLO II, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $993.3M | $250K |
| ELMWOOD CLO 16 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $738.6M | $250K |
| ELMWOOD CLO 14 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $654.0M | $250K |
| ELMWOOD CLO 26 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $599.6M | $250K |
| ELMWOOD CLO XII, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $596.5M | $250K |
| ELMWOOD CLO VI, LTD. | Securitized Asset Fund | Cayman Islands | 3 | $592.6M | $250K |
| ELMWOOD CLO 30 LTD. | Securitized Asset Fund | Cayman Islands | 2 | $550.4M | $250K |
| ELMWOOD CLO 43 LTD. | Securitized Asset Fund | Cayman Islands | 2 | $512.4M | $250K |
| ELMWOOD CLO I, LTD. | Securitized Asset Fund | Cayman Islands | 1 | $506.1M | $250K |
| ELMWOOD CLO 39 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $506.1M | $250K |
| ELMWOOD CLO 37 LTD. | Securitized Asset Fund | Cayman Islands | 1 | $506.0M | $250K |
| ELMWOOD CLO 38 LTD. | Securitized Asset Fund | Cayman Islands | 2 | $504.5M | $250K |