SIMPLICITY WEALTH LLC

SIMPLICITY WEALTH LLC of SUMMIT, NJ is an SEC-registered investment adviser (CRD 300572). Regulatory assets under management: $4.3B. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations.

Officers, owners & control persons (21)

NameRoleLocation
Sean David WickershamBOARD MEMBER—
Bruce George DonaldsonCHIEF EXECUTIVE OFFICER/BOARD MEMBER—
Erin Bartlett MccannPRESIDENT—
Mitchell Marc LeidnerCFO AND TREASURER/BOARD MEMBER—
Thomas John RozmanCHIEF INVESTMENT OFFICER—
Christina ParkerGENERAL COUNSEL—
Paul Adam TinnirelloEXECUTIVE VICE PRESIDENT—
Scott N RaiderCHIEF COMPLIANCE OFFICER—
Jared MargoliesCHIEF COMPLIANCE OFFICERMinneapolis, MN
OSTERINK STEVEN MARKCHIEF INVESTMENT OFFICER; MEMBER—
LEIDNER MITCHELL MARCCFO AND TREASURER/BOARD MEMBER—
WICKERSHAM SEAN DAVIDBOARD MEMBER—
KOEMAN KATIE LYNCHIEF COMPLIANCE OFFICER—
ROZMAN THOMAS JOHNCHIEF INVESTMENT OFFICER—
MARGOLIES JARED LANCECHIEF COMPLIANCE OFFICER—
MCCANN ERIN BARTLETTPRESIDENT—
DONALDSON BRUCE GEORGECHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/BOARD MEMBER—
Parker ChristinaGENERAL COUNSEL—
LEONARD CHRISTOPHERCHIEF COMPLIANCE OFFICER—
TINNIRELLO PAUL ADAMEXECUTIVE VICE PRESIDENT—
MARGOLIES JAREDCHIEF COMPLIANCE OFFICER—

Disclosures (11)

InitiatedTypeAllegationsStatusAmount
—regulatory———

Branch offices (27)

Showing 15 of 27 offices.

CityStateEmployeesPhone
MINNEAPOLISMN36844.220. 8326
SAN DIEGOCA10888-543-3776
LINCOLNSHIREIL6847-522-8086
CLEARWATERFL3727-669-0109
BOSTONMA3(866) 519-3258
TWIN FALLSID2(208) 735-1405
CREAM RIDGENJ2732-302-1810
——27045668124
BERKELEY HEIGHTSNJ29085074112
LAKE OSWEGOOR2(503) 603-9900
MCALLENTX2(956) 994-0407
SCOTTSDALEAZ2(480) 477-8848
FAYETTEVILLEAR2479-409-7904
LEWIS CENTEROH2614-917-1040
GRAND RAPIDSMI2616-965-6275

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