SIMPLICITY WEALTH LLC of SUMMIT, NJ is an SEC-registered investment adviser (CRD 300572). Regulatory assets under management: $4.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Sean David Wickersham | BOARD MEMBER | — |
| Bruce George Donaldson | CHIEF EXECUTIVE OFFICER/BOARD MEMBER | — |
| Erin Bartlett Mccann | PRESIDENT | — |
| Mitchell Marc Leidner | CFO AND TREASURER/BOARD MEMBER | — |
| Thomas John Rozman | CHIEF INVESTMENT OFFICER | — |
| Christina Parker | GENERAL COUNSEL | — |
| Paul Adam Tinnirello | EXECUTIVE VICE PRESIDENT | — |
| Scott N Raider | CHIEF COMPLIANCE OFFICER | — |
| Jared Margolies | CHIEF COMPLIANCE OFFICER | Minneapolis, MN |
| OSTERINK STEVEN MARK | CHIEF INVESTMENT OFFICER; MEMBER | — |
| LEIDNER MITCHELL MARC | CFO AND TREASURER/BOARD MEMBER | — |
| WICKERSHAM SEAN DAVID | BOARD MEMBER | — |
| KOEMAN KATIE LYN | CHIEF COMPLIANCE OFFICER | — |
| ROZMAN THOMAS JOHN | CHIEF INVESTMENT OFFICER | — |
| MARGOLIES JARED LANCE | CHIEF COMPLIANCE OFFICER | — |
| MCCANN ERIN BARTLETT | PRESIDENT | — |
| DONALDSON BRUCE GEORGE | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/BOARD MEMBER | — |
| Parker Christina | GENERAL COUNSEL | — |
| LEONARD CHRISTOPHER | CHIEF COMPLIANCE OFFICER | — |
| TINNIRELLO PAUL ADAM | EXECUTIVE VICE PRESIDENT | — |
| MARGOLIES JARED | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |