ROUNDHILL FINANCIAL INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 300799). Regulatory assets under management: $9.6B.
Compensation: % of AUM.
| Name | Role | Location |
|---|---|---|
| William Hershey | CO-FOUNDER | New York, NY |
| Timothy Maloney | CO-FOUNDER | New York, NY |
| Steven Charles Ludwig | CHIEF COMPLIANCE OFFICER | — |
| David Brian Mazza | CEO | — |
| LUDWIG STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | — |
| TYRE DOUGLAS NELSON | CHIEF COMPLIANCE OFFICER | — |
| CLAY LAWRENCE WILLIAM | CHIEF COMPLIANCE OFFICER | — |
| Hershey Will | CHIEF EXECUTIVE OFFICER; CO-FOUNDER | — |
| MALONEY TIMOTHY | CHIEF INVESTMENT OFFICER; CO-FOUNDER | — |
| HERSHEY MARCIA BARON | OWNER | — |
| Kim Jihoon | CHIEF COMPLIANCE OFFICER | — |
| MAZZA DAVID BRIAN | CEO | — |
| Aaron Christopher Norris | CHIEF COMPLIANCE OFFICER | — |