GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC

GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 340242). Regulatory assets under management: $1.4B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (4)

NameRoleLocation
Mark GolombeckSENIOR MANAGING DIRECTOR—
Mark Alan Van LithCHAIRMANNew York, NY
Cory WishengradPRESIDENT—
Tracy Lowery WhilleCHIEF COMPLIANCE OFFICERNEW YORK, NY

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