NATIONS FINANCIAL GROUP, INC. of CEDAR RAPIDS, IA is an SEC-registered investment adviser (CRD 44181). Regulatory assets under management: $4.8B.
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Miller Daniel | DIRECTOR OF INFORMATION TECHNOLOGY; DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONS | Beachwood, OH |
| Richard Scott Bennett | CEO - CFO; SHAREHOLDER | — |
| Stephen Michael Cairney | PRESIDENT; PRESIDENT - CCO | — |
| Erik John Bjorseth | CHIEF GROWTH OFFICER | — |
| Vicki Lin Reighard-Kean | CHIEF COMPLIANCE OFFICER | — |
| Tracey Lynn Krousie | CHIEF OPERATIONS OFFICER | — |
| BENNETT GEOFFREY SCOTT | PRESIDENT; PRESIDENT - CFO; SHAREHOLDER | — |
| JOHNSON KENT WHITNEY | CHAIRMAN OF THE BOARD | — |
| WILKINSON BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER; DIRECTOR OF REPRESENTATIVE RELATIONSHIPS; SENIOR VICE PRESIDENT (+3 more) | — |
| VAWTER MATTHEW BRENT | HEAD OF TRADING DEPARTMENT; SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL; VICE PRESIDENT-TRADING (+1 more) | — |
| CAIRNEY STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; COMPLIANCE COORDINATOR | — |
| BJORSETH ERIK JOHN | CHIEF GROWTH OFFICER; COMPLIANCE COORDINATOR; DIRECTOR OF ADVISORY SERVICES | — |
| CARTER KEVIN JAMES | TRADING | — |
| JOHNSON MARY | EXECUTRIX OF ESTATE OF KENT JOHNSON | — |
| JOHNSON MARY JANE | TRUSTEE OF THE KENT W JOHNSON TRUST | — |
| BUSH BRENDA MARIE | CHIEF COMPLIANCE OFFICER | — |