NATIONS FINANCIAL GROUP, INC.

NATIONS FINANCIAL GROUP, INC. of CEDAR RAPIDS, IA is an SEC-registered investment adviser (CRD 44181). Regulatory assets under management: $4.8B.

Registration

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.

Officers, owners & control persons (16)

NameRoleLocation
Miller DanielDIRECTOR OF INFORMATION TECHNOLOGY; DIRECTOR OF INFORMATION TECHNOLOGY & OPERATIONSBeachwood, OH
Richard Scott BennettCEO - CFO; SHAREHOLDER—
Stephen Michael CairneyPRESIDENT; PRESIDENT - CCO—
Erik John BjorsethCHIEF GROWTH OFFICER—
Vicki Lin Reighard-KeanCHIEF COMPLIANCE OFFICER—
Tracey Lynn KrousieCHIEF OPERATIONS OFFICER—
BENNETT GEOFFREY SCOTTPRESIDENT; PRESIDENT - CFO; SHAREHOLDER—
JOHNSON KENT WHITNEYCHAIRMAN OF THE BOARD—
WILKINSON BRIAN MICHAELCHIEF COMPLIANCE OFFICER; DIRECTOR OF REPRESENTATIVE RELATIONSHIPS; SENIOR VICE PRESIDENT (+3 more)—
VAWTER MATTHEW BRENTHEAD OF TRADING DEPARTMENT; SENIOR / COMPLIANCE REGISTERED OPTION PRINCIPAL; VICE PRESIDENT-TRADING (+1 more)—
CAIRNEY STEPHEN MICHAELCHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; COMPLIANCE COORDINATOR—
BJORSETH ERIK JOHNCHIEF GROWTH OFFICER; COMPLIANCE COORDINATOR; DIRECTOR OF ADVISORY SERVICES—
CARTER KEVIN JAMESTRADING—
JOHNSON MARYEXECUTRIX OF ESTATE OF KENT JOHNSON—
JOHNSON MARY JANETRUSTEE OF THE KENT W JOHNSON TRUST—
BUSH BRENDA MARIECHIEF COMPLIANCE OFFICER—

Branch offices (25)

Showing 15 of 25 offices.

CityStateEmployeesPhone
DUBUQUEIA6563-587-8212
LAWRENCEKS6785-843-7070
WAYNEPA6610-502-5313
MEMPHISTN4901-435-0800
LITTLETONCO3720-524-7316
IOWA CITYIA3319-337-9842
CEDAR RAPIDSIA3319-258-3400
DAVENPORTIA3563-359-0404
——3610-232-0422
SCOTTSDALEAZ3480-258-6106
CEDAR RAPIDSIA2319-294-3131
HIAWATHAIA2319-298-1260
PHOENIXAZ2480-855-3993
SILVERDALEWA2360-551-4513
KNOXVILLETN2865-313-2092

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