UBS SECURITIES LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 7654).
Showing 25 of 59 people.
| Name | Role | Location |
|---|---|---|
| James Odell | GENERAL COUNSEL FOR THE AMERICAS | CHARLOTTE, NC |
| SCHWARTZ CARY MICHAEL | MANAGING DIRECTOR, DEBT SROP | — |
| PITTARELLI ERNEST ANTHONY | MANAGING DIRECTOR, HEAD NORTH AMERICAN OPERATIONS | — |
| HOTZ ROBERT HENRY | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING, LLC MANAGER | — |
| KLOIN SCOTT E | DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR); EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | — |
| SHELTON MARK STEVEN | MANAGING DIRECTOR, GENERAL COUNSEL AMERICAS | — |
| POLANIN JOHN JR | EXECUTIVE DIRECTOR, COMPLIANCE DIRECTOR | — |
| SHEAR NEAL ALLAN | GLOBAL HEAD OF SECURITIES BUSINESS FOR INVESTMENT BANK | — |
| MAYER JEFFREY ALAN | MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC; MANAGING DIRECTOR, CO - HEAD OF GLOBAL FICC | — |
| MCISAAC DANIEL THOMAS | CHIEF FINANCIAL OFFICER, HEAD OF REGULATORY REPORTING; DIRECTOR, CFO, HEAD OF REGULATORY REPORTING | — |
| MONTEIRO JASON ANTHONY | DIRECTOR, CROP | — |
| RILEY MICHAEL FRANCIS | EXECUTIVE DIRECTOR, PCX NOMINEE; MANAGING DIRECTOR, PCX NOMINEE | — |
| CHANDLER WILLIAM WOOD | MANAGING DIRECTOR, FIXED INCOME SROP | — |
| ESQUIVEL RAUL PETER | MANAGING DIRECTOR, HEAD OF EQUITIES- AMERICAS | — |
| RESSEL TERESA MULLETT | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER; MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | — |
| LEAMAN JACOB RICHARD III | MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING- AMERICAS | — |
| HERDE MICHAEL EUGENE | CHIEF COMPLIANCE OFFICER; EXCUTIVE DIRECTOR, COMPLIANCE DIRECTOR; EXECUTIVE DIRECTOR, COMPLIANCE DIRECTOR | — |
| PARRY COLIN SEAMUS HOLMES | MANAGER-OPERATIONS; MANAGING DIRECTOR, OPERATIONS | — |
| SHULMAN DAVID HARRIS | GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS; MANAGING DIRECTOR, GLOBAL HEAD MUNICIPAL SECURITIES GROUP / HEAD OF FIXED INCOME AMERICAS | — |
| EDWARDS MIA SQUERI | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER (BROKER DEALER) | — |
| KISS PAMELA | EXECUTIVE DIRECTOR, SROP; SROP | — |
| ODELL JAMES EDWARD | MANAGING DIRECTOR, GENERAL COUNSEL FOR THE AMERICAS | — |
| DYRVIK PERERIK | CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | — |
| FUTTER DAVID I | EXECUTIVE DIRECTOR,CHIEF COMPLIANCE OFFICER(INVESTMENT ADVISOR) | — |
| AGONIS SUSAN PACH | DIRECTOR, CROP | — |