WELLS FARGO SECURITIES, LLC.

WELLS FARGO SECURITIES, LLC. of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 7665). Regulatory assets under management: $266.5M.

Registration

Officers, owners & control persons (22)

NameRoleLocation
Scott AllenFINOPAUSTIN, TX
J Ernest JohnsonDIRECTORHouston, TX
Scott D AllenFINOPWaltham, MA
Scott A AllenFINOPIrvine, CA
NOLLENBERGER BRUCE WESTONEVP/DIRECTOR
BENSUSSEN VICTOR LAWRENCECHIEF FINANCIAL OFFICER
PENE STEPHAN ROBERTCONTROLLER
ADAMS BERNARD ROBERTDIRECTOR/SROP
ROSS HOLLY ANNCHIEF COMPLIANCE OFFICER
OHOTTO LAUREL LEIGHCONTROLLER
SLOAN TIMOTHY JOHNVICE CHAIRMAN OF THE BOARD/DIRECTOR
KASPER FRANKLIN VANDACHAIRMAN OF THE BOARD/DIRECTOR; PRESIDENT/DIRECTOR
CHUNG JOHN HCHIEF OPERATING OFFICER
EMMELUTH BRUCE PALMEREVP/DIRECTOR
ARVIZU JOSE ARMANDODIRECTOR OF OPERATIONS
HACKENBURG KARA NICOLECROP
HULLAR JOHN PAULCO-PRESIDENT/CO-CHIEF EXECUTIVE OFFICER/DIRECTOR
HERNANDEZ MICHAEL DAVEDIRECTOR/CO-PRESIDENT/CO-CHIEF EXECUTIVE OFFICER
CARUANA JOHN CHARLESSENIOR VICE PRESIDENT
NIEZGODA FRANK JAMESSENIOR VICE PRESIDENT
KILBOURNE KATHERINE MARIEVP/CHIEF FINANCIAL OFFICER/TREASURER
PIPER STEVEN DALECHIEF COMPLIANCE OFFICER, CROP AND SROP

More on this firm