Smith Breeden Institutional Short Duration Fund — Form D/A

Smith Breeden Institutional Short Duration Fund of DURHAM, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2012-07-03. $120.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (22)

NameRoleLocation
Daniel R. AdlerExecutive OfficerDurham, NY
Timothy J. CunneenExecutive OfficerDurham, NC
Daniel J. DektarExecutive OfficerDurham, NC
Stephen A. EasonExecutive OfficerDurham, NC
Michael J. GiarlaExecutive OfficerDurham, NC
Stanley J KonExecutive OfficerEdwards, CO
Michael J GiarlaExecutive OfficerRocky Hill, CT
-- Amundi Pioneer Institutional Asset Management, Inc.Executive OfficerBoston, MA
-- U.S. Bank Trust National AssociationDirectorBoston, MA
Stephen A EasonExecutive OfficerDurham, NC
-- Amundi Smith Breeden LLCExecutive OfficerDurham, NC
-- Amundi Smith Breeden LLCPromoterDurham, NC
n/a Amundi Smith Breeden LLCPromoterDurham, NC
Daniel R AdlerExecutive OfficerDurham, NY
Daniel J DektarExecutive OfficerDurham, NC
Timothy J CunneenExecutive OfficerDurham, NC
n/a Smith Breeden Associates, Inc.PromoterDurham, NC
Eugene FloodExecutive OfficerDurham, NC
Stanley A KonExecutive OfficerDurham, NC
Daniel AdlerExecutive OfficerDurham, NY
Daniel DektarExecutive OfficerDurham, NC
Timothy CunneenExecutive OfficerDurham, NC

Other filings by this issuer (10)

FiledFormOfferingSold
2019-02-12D/A—$165.0M
2018-02-15D/A—$165.0M
2017-05-19D/A—$165.0M
2016-05-24D/A—$159.6M
2015-12-07D/A—$159.6M
2014-12-04D/A—$154.6M
2014-01-27D/A—$49.0M
2013-07-02D/A—$44.0M
2011-06-16D/A—$40.0M
2010-06-18D—$40.0M

More