Smith Breeden Institutional Short Duration Fund — Form D/A

Smith Breeden Institutional Short Duration Fund of DURHAM, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2014-01-27. $49.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (22)

NameRoleLocation
Daniel R AdlerExecutive OfficerDurham, NY
Timothy J CunneenExecutive OfficerDurham, NC
Daniel J DektarExecutive OfficerDurham, NC
n/a Amundi Smith Breeden LLCPromoterDurham, NC
Stanley J KonExecutive OfficerEdwards, CO
Michael J GiarlaExecutive OfficerRocky Hill, CT
-- Amundi Pioneer Institutional Asset Management, Inc.Executive OfficerBoston, MA
-- U.S. Bank Trust National AssociationDirectorBoston, MA
Stephen A EasonExecutive OfficerDurham, NC
-- Amundi Smith Breeden LLCExecutive OfficerDurham, NC
-- Amundi Smith Breeden LLCPromoterDurham, NC
n/a Smith Breeden Associates, Inc.PromoterDurham, NC
Eugene FloodExecutive OfficerDurham, NC
Stanley A KonExecutive OfficerDurham, NC
Daniel AdlerExecutive OfficerDurham, NY
Daniel DektarExecutive OfficerDurham, NC
Timothy CunneenExecutive OfficerDurham, NC
Timothy J. CunneenExecutive OfficerDurham, NC
Michael J. GiarlaExecutive OfficerDurham, NC
Daniel J. DektarExecutive OfficerDurham, NC
Daniel R. AdlerExecutive OfficerDurham, NY
Stephen A. EasonExecutive OfficerDurham, NC

Other filings by this issuer (10)

FiledFormOfferingSold
2019-02-12D/A—$165.0M
2018-02-15D/A—$165.0M
2017-05-19D/A—$165.0M
2016-05-24D/A—$159.6M
2015-12-07D/A—$159.6M
2014-12-04D/A—$154.6M
2013-07-02D/A—$44.0M
2012-07-03D/A—$120.0M
2011-06-16D/A—$40.0M
2010-06-18D—$40.0M

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