Smith Breeden Institutional Short Duration Fund — Form D

Smith Breeden Institutional Short Duration Fund of DURHAM, NC, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2010-06-18. $40.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (22)

NameRoleLocation
Daniel AdlerExecutive OfficerDurham, NY
Timothy CunneenExecutive OfficerDurham, NC
Daniel DektarExecutive OfficerDurham, NC
Eugene FloodExecutive OfficerDurham, NC
Stanley A KonExecutive OfficerDurham, NC
Stanley J KonExecutive OfficerEdwards, CO
Michael J GiarlaExecutive OfficerRocky Hill, CT
-- Amundi Pioneer Institutional Asset Management, Inc.Executive OfficerBoston, MA
-- U.S. Bank Trust National AssociationDirectorBoston, MA
Stephen A EasonExecutive OfficerDurham, NC
-- Amundi Smith Breeden LLCExecutive OfficerDurham, NC
-- Amundi Smith Breeden LLCPromoterDurham, NC
n/a Amundi Smith Breeden LLCPromoterDurham, NC
Daniel R AdlerExecutive OfficerDurham, NY
Daniel J DektarExecutive OfficerDurham, NC
Timothy J CunneenExecutive OfficerDurham, NC
n/a Smith Breeden Associates, Inc.PromoterDurham, NC
Timothy J. CunneenExecutive OfficerDurham, NC
Michael J. GiarlaExecutive OfficerDurham, NC
Daniel J. DektarExecutive OfficerDurham, NC
Daniel R. AdlerExecutive OfficerDurham, NY
Stephen A. EasonExecutive OfficerDurham, NC

Other filings by this issuer (10)

FiledFormOfferingSold
2019-02-12D/A—$165.0M
2018-02-15D/A—$165.0M
2017-05-19D/A—$165.0M
2016-05-24D/A—$159.6M
2015-12-07D/A—$159.6M
2014-12-04D/A—$154.6M
2014-01-27D/A—$49.0M
2013-07-02D/A—$44.0M
2012-07-03D/A—$120.0M
2011-06-16D/A—$40.0M

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