Smith Breeden Institutional Short Duration Fund — Form D/A

Smith Breeden Institutional Short Duration Fund of DURHAM, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2019-02-12. $165.0M was reported sold. Industry: Pooled Investment Fund.

Offering

Issuer

Officers, directors & promoters (22)

NameRoleLocation
-- U.S. Bank Trust National AssociationDirectorBoston, MA
-- Amundi Pioneer Institutional Asset Management, Inc.Executive OfficerBoston, MA
Stanley J KonExecutive OfficerEdwards, CO
Michael J GiarlaExecutive OfficerRocky Hill, CT
Stephen A EasonExecutive OfficerDurham, NC
-- Amundi Smith Breeden LLCExecutive OfficerDurham, NC
-- Amundi Smith Breeden LLCPromoterDurham, NC
n/a Amundi Smith Breeden LLCPromoterDurham, NC
Daniel R AdlerExecutive OfficerDurham, NY
Daniel J DektarExecutive OfficerDurham, NC
Timothy J CunneenExecutive OfficerDurham, NC
n/a Smith Breeden Associates, Inc.PromoterDurham, NC
Eugene FloodExecutive OfficerDurham, NC
Stanley A KonExecutive OfficerDurham, NC
Daniel AdlerExecutive OfficerDurham, NY
Daniel DektarExecutive OfficerDurham, NC
Timothy CunneenExecutive OfficerDurham, NC
Timothy J. CunneenExecutive OfficerDurham, NC
Michael J. GiarlaExecutive OfficerDurham, NC
Daniel J. DektarExecutive OfficerDurham, NC
Daniel R. AdlerExecutive OfficerDurham, NY
Stephen A. EasonExecutive OfficerDurham, NC

Other filings by this issuer (10)

FiledFormOfferingSold
2018-02-15D/A—$165.0M
2017-05-19D/A—$165.0M
2016-05-24D/A—$159.6M
2015-12-07D/A—$159.6M
2014-12-04D/A—$154.6M
2014-01-27D/A—$49.0M
2013-07-02D/A—$44.0M
2012-07-03D/A—$120.0M
2011-06-16D/A—$40.0M
2010-06-18D—$40.0M

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