B. Riley Financial, Inc. — Form D

B. Riley Financial, Inc. of WOODLAND HILLS, CA, a company, filed a Form D exempt-offering notice with the SEC on 2009-10-13. The offering totals $510K, of which $242K was reported sold. Industry: Other.

Offering

Issuer

Officers, directors & promoters (28)

Showing 25 of 28 people.

NameRoleLocation
Mark D KleinDirectorNew York, NY
Michael J LevittDirectorCamden, NJ
Harvey M YellenDirectorWoodland Hills, CA
Scott K CarpenterExecutive OfficerWoodland Hills, CA
Paul S EricksonExecutive OfficerWoodland Hills, CA
Mark K NaughtonExecutive OfficerWoodland Hills, CA
Harvey M YellenExecutive OfficerWoodland Hills, CA
Scott CarpenterExecutive OfficerLondon, X0
Mark KleinDirectorSalinas, CA
Bryant R RileyDirectorLos Angeles, CA
Bryant R RileyExecutive OfficerLos Angeles, CA
Bryant RileyDirectorDelaware, OH
Bryant RileyExecutive OfficerDelaware, OH
Phillip AhnExecutive OfficerNew York, NY
Matthew J HartDirectorLos Angeles, CA
Richard L TodaroDirectorWoodland Hills, CA
Howard E WeitzmanExecutive OfficerWoodland Hills, CA
Phillip J AhnExecutive OfficerWoodland Hills, CA
Andrew G GumaerDirectorWoodland Hills, CA
Hugh G HiltonDirectorWoodland Hills, CA
Hugh HiltonDirectorWOODLAND HILLS, CA
Andrew GumaerDirectorWOODLAND HILLS, CA
Andrew GumaerExecutive OfficerWOODLAND HILLS, CA
Thomas KelleherExecutive OfficerWOODLAND HILLS, CA
Matthew HartDirectorWOODLAND HILLS, CA

Other filings by this issuer (3)

FiledFormOfferingSold
2015-02-17D$6.7M$6.7M
2014-06-30D$35.2M$35.2M
2014-06-02D$51.4M$51.4M

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