B. Riley Financial, Inc. — Form D

B. Riley Financial, Inc. of WOODLAND HILLS, CA, a company, filed a Form D exempt-offering notice with the SEC on 2014-06-30. The offering totals $35.2M, of which $35.2M was reported sold. Industry: Business Services.

Offering

Issuer

Officers, directors & promoters (28)

Showing 25 of 28 people.

NameRoleLocation
Andrew GumaerDirectorWOODLAND HILLS, CA
Matthew HartDirectorWOODLAND HILLS, CA
Hugh HiltonDirectorWOODLAND HILLS, CA
Mark KleinDirectorSalinas, CA
Bryant RileyDirectorDelaware, OH
Harvey YellenDirectorWOODLAND HILLS, CA
Phillip AhnExecutive OfficerNew York, NY
Scott CarpenterExecutive OfficerLondon, X0
Andrew GumaerExecutive OfficerWOODLAND HILLS, CA
Thomas KelleherExecutive OfficerWOODLAND HILLS, CA
Bryant RileyExecutive OfficerDelaware, OH
Harvey YellenExecutive OfficerWOODLAND HILLS, CA
Michael J LevittDirectorCamden, NJ
Bryant R RileyDirectorLos Angeles, CA
Bryant R RileyExecutive OfficerLos Angeles, CA
Mark D KleinDirectorNew York, NY
Matthew J HartDirectorLos Angeles, CA
Richard L TodaroDirectorWoodland Hills, CA
Howard E WeitzmanExecutive OfficerWoodland Hills, CA
Phillip J AhnExecutive OfficerWoodland Hills, CA
Andrew G GumaerDirectorWoodland Hills, CA
Hugh G HiltonDirectorWoodland Hills, CA
THOMAS J KELLEHERExecutive OfficerLOS ANGELES, CA
Paul S EricksonExecutive OfficerWoodland Hills, CA
Scott K CarpenterExecutive OfficerWoodland Hills, CA

Other filings by this issuer (3)

FiledFormOfferingSold
2015-02-17D$6.7M$6.7M
2014-06-02D$51.4M$51.4M
2009-10-13D$510K$242K

More