B. Riley Financial, Inc. — Form D

B. Riley Financial, Inc. of WOODLAND HILLS, CA, a company, filed a Form D exempt-offering notice with the SEC on 2014-06-02. The offering totals $51.4M, of which $51.4M was reported sold. Industry: Business Services.

Offering

Issuer

Officers, directors & promoters (28)

Showing 25 of 28 people.

NameRoleLocation
Michael J LevittDirectorCamden, NJ
Scott CarpenterExecutive OfficerLondon, X0
Mark KleinDirectorSalinas, CA
Bryant R RileyDirectorLos Angeles, CA
Bryant R RileyExecutive OfficerLos Angeles, CA
Bryant RileyDirectorDelaware, OH
Bryant RileyExecutive OfficerDelaware, OH
Phillip AhnExecutive OfficerNew York, NY
Mark D KleinDirectorNew York, NY
Matthew J HartDirectorLos Angeles, CA
Richard L TodaroDirectorWoodland Hills, CA
Howard E WeitzmanExecutive OfficerWoodland Hills, CA
Phillip J AhnExecutive OfficerWoodland Hills, CA
Andrew G GumaerDirectorWoodland Hills, CA
Hugh G HiltonDirectorWoodland Hills, CA
Hugh HiltonDirectorWOODLAND HILLS, CA
Andrew GumaerDirectorWOODLAND HILLS, CA
Andrew GumaerExecutive OfficerWOODLAND HILLS, CA
Thomas KelleherExecutive OfficerWOODLAND HILLS, CA
Matthew HartDirectorWOODLAND HILLS, CA
Harvey YellenDirectorWOODLAND HILLS, CA
Harvey YellenExecutive OfficerWOODLAND HILLS, CA
THOMAS J KELLEHERExecutive OfficerLOS ANGELES, CA
Paul S EricksonExecutive OfficerWoodland Hills, CA
Scott K CarpenterExecutive OfficerWoodland Hills, CA

Other filings by this issuer (3)

FiledFormOfferingSold
2015-02-17D$6.7M$6.7M
2014-06-30D$35.2M$35.2M
2009-10-13D$510K$242K

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