B. Riley Financial, Inc. — Form D

B. Riley Financial, Inc. of WOODLAND HILLS, CA, a company, filed a Form D exempt-offering notice with the SEC on 2015-02-17. The offering totals $6.7M, of which $6.7M was reported sold. Industry: Business Services.

Offering

Issuer

Officers, directors & promoters (28)

Showing 25 of 28 people.

NameRoleLocation
Andrew G GumaerDirectorWoodland Hills, CA
Matthew J HartDirectorLos Angeles, CA
Hugh G HiltonDirectorWoodland Hills, CA
Bryant R RileyDirectorLos Angeles, CA
Richard L TodaroDirectorWoodland Hills, CA
Phillip J AhnExecutive OfficerWoodland Hills, CA
THOMAS J KELLEHERExecutive OfficerLOS ANGELES, CA
Bryant R RileyExecutive OfficerLos Angeles, CA
Howard E WeitzmanExecutive OfficerWoodland Hills, CA
Michael J LevittDirectorCamden, NJ
Scott CarpenterExecutive OfficerLondon, X0
Mark KleinDirectorSalinas, CA
Bryant RileyDirectorDelaware, OH
Bryant RileyExecutive OfficerDelaware, OH
Phillip AhnExecutive OfficerNew York, NY
Mark D KleinDirectorNew York, NY
Hugh HiltonDirectorWOODLAND HILLS, CA
Andrew GumaerDirectorWOODLAND HILLS, CA
Andrew GumaerExecutive OfficerWOODLAND HILLS, CA
Thomas KelleherExecutive OfficerWOODLAND HILLS, CA
Matthew HartDirectorWOODLAND HILLS, CA
Harvey YellenDirectorWOODLAND HILLS, CA
Harvey YellenExecutive OfficerWOODLAND HILLS, CA
Paul S EricksonExecutive OfficerWoodland Hills, CA
Scott K CarpenterExecutive OfficerWoodland Hills, CA

Other filings by this issuer (3)

FiledFormOfferingSold
2014-06-30D$35.2M$35.2M
2014-06-02D$51.4M$51.4M
2009-10-13D$510K$242K

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