HOOTEN DAVID CHARLES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HOOTEN DAVID CHARLES appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC | CHAIRMAN OF THE BOARD AND CEO | CHICAGO, IL |
| — | Form ADV | GUGGENHEIM FUNDS DISTRIBUTORS, LLC | CHAIRMAN OF THE BOARD OF DIRECTORS, CEO | CHICAGO, IL |
| — | Form ADV | CLAYMORE INVESTMENTS, INC. | DIRECTOR | TORONTO |
| — | Form ADV | LADENBURG THALMANN FUND MANAGEMENT LLC | CHAIRMAN OF THE BOARD AND CEO | NEW YORK, NY |
| — | Form ADV | PRINCETON CLAYMORE INVESTMENT MANAGEMENT LLC | CHAIRMAN | PRINCETON, NJ |