DALMASO NICHOLAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DALMASO NICHOLAS appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC | SENIOR MANAGING DIRECTOR AND GENERAL COUNSEL | CHICAGO, IL |
| — | Form ADV | GUGGENHEIM FUNDS DISTRIBUTORS, LLC | EXECUTIVE VICE PRESIDENT/DIRECTOR | CHICAGO, IL |
| — | Form ADV | CLAYMORE INVESTMENTS, INC. | DIRECTOR, SECRETARY, CCO | TORONTO |
| — | Form ADV | LADENBURG THALMANN FUND MANAGEMENT LLC | MANAGER AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CLAYMORE FUND MANAGEMENT COMPANY LLC. | MANAGER AND CHIEF COMPLIANCE OFFICER | WHEATON, IL |
| — | Form ADV | PRINCETON CLAYMORE INVESTMENT MANAGEMENT LLC | GENERAL COUNSEL | PRINCETON, NJ |