JOSEPH HOUSTON CATER

JOSEPH HOUSTON CATER is an investment adviser representative (IAR) with state registration records since 2000, appearing at 11 firms. Currently registered with FROST INVESTMENT SERVICES.

Registration history (11)

FirmFromToCurrent
FROST INVESTMENT SERVICES2024-07-02presentYes
VICTORY CAPITAL MANAGEMENT INC.2022-09-222024-06-18
CHARLES SCHWAB & CO., INC.2022-06-162022-09-12
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2022-02-222022-09-12
TD AMERITRADE, INC.2022-02-222022-09-12
CUSO FINANCIAL SERVICES, L.P.2020-03-092022-01-03
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2015-11-192020-03-12
CETERA INVESTMENT ADVISERS LLC2014-01-212015-11-10
CETERA INVESTMENT SERVICES LLC2005-08-162014-01-21
SECURITY SERVICE CUSO, L.L.C.2004-02-062005-10-21
BANC OF AMERICA INVESTMENT SERVICES, INC.2000-10-022002-10-22

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