ROCK ALLEN MIRICH is an investment adviser representative (IAR) with state registration records since 2002, appearing at 10 firms. Currently registered with EQUITABLE ADVISORS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| EQUITABLE ADVISORS, LLC | 2022-08-05 | present | Yes |
| ALLSTATE FINANCIAL ADVISORS, LLC | 2016-09-09 | 2022-08-10 | — |
| INVESTMENT CENTERS OF AMERICA, INC. | 2012-02-13 | 2016-06-28 | — |
| VALIC FINANCIAL ADVISORS, INC. | 2011-01-14 | 2012-02-16 | — |
| AVANT-GARDE ADVISORS LLC | 2010-01-21 | 2010-10-22 | — |
| U.S. BANCORP INVESTMENTS, INC. | 2009-12-08 | 2010-01-15 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-04-24 | 2009-12-02 | — |
| U.S. BANCORP ADVISORS, LLC | 2008-11-13 | 2009-04-06 | — |
| COMMONWEALTH EQUITY SERVICES, LLC | 2004-10-11 | 2008-11-24 | — |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | 2002-05-15 | 2004-10-14 | — |